Stephen Brandt

Mr. Brandt is a Senior Vice President and Chief Compliance Officer at Parker Global Strategies LLC. Mr. Brandt has significant experience in Finance, Compliance, and Human Resources within the financial services sector.

Before joining PGS in 2008, Mr. Brandt served in the positions of Managing Director, Chief Financial Officer and Senior Vice President within Finance/Administration at several broker-dealers. His responsibilities included directing all independent and regulatory audits (including SEC, NYSE, AMEX, FINRA), designing and implemented financial reporting packages used in the management of daily internal activities, restructuring of accounting processes, implementing substantive money-saving programs with outside vendors/service providers/banking relations and coordinating compliance activities among legal and regulatory authorities.

Mr. Brandt earned a B.B.A. in Accounting and an MBA in Finance from Iona College. His SEC registrations include Series 7, 24, 27, and 63.